Insurance

• 000105 Nov 06, 2026 JPMorgan Adds $940 Million Merrill Advisor in Los Angeles as Rivals Recruit Tiffany Yu’s move adds $940 million in client assets to JPMorgan’s Los Angeles team as Wells Fargo and UBS also bring in experienced advisors.
• 000110 Nov 06, 2026 Raymond James, Ameriprise and Cetera Add Teams With More Than $2.1 Billion in Client Assets Three firms add advisory teams from PNC Private Bank, Raymond James and Northwestern Mutual, bringing more than $2.1 billion in client assets and admi...
• 000009 Nov 06, 2026 Cary Carbonaro’s Lifetime Honor Puts Women’s Advisor Careers in Focus Carbonaro’s award highlights efforts to widen women’s entry, support and advancement in financial advice, from scholarships to mentorship and AI skill...
• 000010 Nov 05, 2026 HSBC’s Racquel Oden Says AI Can Expand Advisor Capacity, Not Replace Human Advice AI is spreading across wealth management, but HSBC’s Racquel Oden sees rising demand and clients’ need for personal advice keeping advisors central.
• 000089 Nov 05, 2026 Paris Jackson Seeks $600 Million Transfer to Family Trust as Estate Dispute Deepens Paris Jackson says her father’s family trust remains unfunded, while the estate points to past distributions, tax litigation and a multibillion-dollar...
• 000011 Nov 05, 2026 Vestmark, NDEX and Orion Add Portfolio, Data and Transition Tools for RIAs Three wealth technology deals target portfolio customization, multi-custodian data reconciliation and advisor transitions as independent firms expand.
• 000013 Nov 05, 2026 LPL Financial Loses Two Senior Executives to &Partners and AssetMark James T. McHale will lead risk and governance at &Partners, while Kate Winters takes an investment platforms role at AssetMark.
• 000014 Nov 05, 2026 Adult Daughters Take a Larger Role in Family Financial Planning Advisors at the Women Advisor Summit stressed trust and financial confidence as adult daughters become more involved in family planning.
• 000015 Nov 05, 2026 Osaic Adds Marketing and Advisor-Channel Leaders Amid Executive Turnover Osaic brings in Manish Shrivastava and Tom Metzger as it pursues advisor growth and reshapes leadership around its W-2 channel.
• 000016 Nov 05, 2026 RIA Firms Add More Than $1.8 Billion in Client Assets Through New Teams Prospera, Concurrent and OnePoint BFG added advisory practices, bringing new clients and assets onto their platforms while expanding their geographic...
• 000017 Nov 05, 2026 Healthcare Retirement Advice Gap Persists Despite Broad Access to Employer Meetings Most healthcare employers offer retirement meetings, but few tailor guidance. Debt, complex benefits and healthcare costs shape the advice clinicians...
• 000018 Nov 05, 2026 Creative Planning Adds Syracuse Adviser Rockbridge and $2.2 Billion in Assets Rockbridge brings 23 employees and $2.2 billion in assets to Creative Planning as the firm expands across advice, tax, insurance and institutional ser...
• 000019 Nov 05, 2026 Mercer Advisors Acquires AI Tax Firm Fifteenth to Expand Equity Compensation Expertise Fifteenth adds tax technology and expertise for equity compensation as Mercer builds connected services for wealthy technology professionals.
• 000020 Nov 05, 2026 International NBA Players Raise New Demands for Athlete Wealth Advisers With 125 international players on NBA opening-night rosters, advisers face clients whose businesses, assets and financial relationships already span b...
• 000021 Nov 05, 2026 Richmond Advisors Bring $1.2 Billion in Client Assets to Raymond James Sam Mintz and Steve Gow move their Richmond practice from Truist, adding more than $1.2 billion in client assets to Raymond James.
• 000023 Nov 05, 2026 NewEdge Wealth Adds Florida Atlantic Securities CEO to Coral Gables Team W. Trevor Beaney brings a practice overseeing more than $1 billion in client assets as NewEdge expands across South Florida and other markets.
• 000024 Nov 04, 2026 Large RIAs Name ChatGPT, Copilot and Claude More Often Than Wealth AI Tools AI mentions in RIA job posts rose to 19.4% in Q3 2026, while hiring signals remain concentrated among the largest firms.
• 000025 Nov 04, 2026 Mariner Says Hugo AI Identified $22 Billion in Client Assets Mariner says its AI agents surfaced $22 billion in assets and are helping staff pursue a goal of 500,000 households by 2028.
• 000026 Nov 04, 2026 Investment Adviser Small-Entity Threshold Rises to $1 Billion A new $1 billion cutoff expands the firms counted in small-entity reviews, bringing about 10,180 additional advisers into the analysis.
• 000027 Nov 04, 2026 Arkadios Wealth Lawsuit Centers on Concentrated Stock Losses and Annuity Sale Clients allege Arkadios failed to act on a 52.79% stock concentration as their portfolio fell from about $16.62 million to $2.936 million.