Banking

• 000105 Nov 06, 2026 JPMorgan Adds $940 Million Merrill Advisor in Los Angeles as Rivals Recruit Tiffany Yu’s move adds $940 million in client assets to JPMorgan’s Los Angeles team as Wells Fargo and UBS also bring in experienced advisors.
• 000106 Nov 06, 2026 2027 Tax Brackets Raise Thresholds for High Earners and Business Owners Higher income thresholds, a $15.48 million estate exclusion and expanded business tax limits shape 2027 planning for affluent clients and founders.
• 000107 Nov 06, 2026 October Jobs Gain of 165,000 Raises Pressure for December Rate Increase Payrolls beat forecasts, wages ran hotter and Treasury yields rose, putting a December rate increase more firmly in market expectations.
• 000108 Nov 06, 2026 Americans Trust AI to Flag Fraud More Than to Manage Their Money A FIS survey finds stronger support for AI fraud alerts and pre-approved bills than for autonomous money management, with age and accountability shapi...
• 000109 Nov 06, 2026 Goldman Sachs Names 109 Partners as Wealth Management Expands Goldman’s largest partner class since 2010 includes a larger wealth management presence as fees rise and the firm extends its reach.
• 000111 Nov 06, 2026 BKFi Adds $225 Million in Assets With First Acquisition of Wealth With Options BKFi’s first acquisition adds two partners, $225 million in assets under management and a West Coast base as the firm plans further expansion.
• 000006 Nov 06, 2026 Tokenisation’s Next Test: Liquidity, Legal Rights and Market Access Dubai’s finance forum focused on what tokenised assets still need to scale: dependable liquidity, clear ownership rights and trusted routes to trade.
• 000009 Nov 06, 2026 Cary Carbonaro’s Lifetime Honor Puts Women’s Advisor Careers in Focus Carbonaro’s award highlights efforts to widen women’s entry, support and advancement in financial advice, from scholarships to mentorship and AI skill...
• 000010 Nov 05, 2026 HSBC’s Racquel Oden Says AI Can Expand Advisor Capacity, Not Replace Human Advice AI is spreading across wealth management, but HSBC’s Racquel Oden sees rising demand and clients’ need for personal advice keeping advisors central.
• 000089 Nov 05, 2026 Paris Jackson Seeks $600 Million Transfer to Family Trust as Estate Dispute Deepens Paris Jackson says her father’s family trust remains unfunded, while the estate points to past distributions, tax litigation and a multibillion-dollar...
• 000013 Nov 05, 2026 LPL Financial Loses Two Senior Executives to &Partners and AssetMark James T. McHale will lead risk and governance at &Partners, while Kate Winters takes an investment platforms role at AssetMark.
• 000015 Nov 05, 2026 Osaic Adds Marketing and Advisor-Channel Leaders Amid Executive Turnover Osaic brings in Manish Shrivastava and Tom Metzger as it pursues advisor growth and reshapes leadership around its W-2 channel.
• 000016 Nov 05, 2026 RIA Firms Add More Than $1.8 Billion in Client Assets Through New Teams Prospera, Concurrent and OnePoint BFG added advisory practices, bringing new clients and assets onto their platforms while expanding their geographic...
• 000017 Nov 05, 2026 Healthcare Retirement Advice Gap Persists Despite Broad Access to Employer Meetings Most healthcare employers offer retirement meetings, but few tailor guidance. Debt, complex benefits and healthcare costs shape the advice clinicians...
• 000018 Nov 05, 2026 Creative Planning Adds Syracuse Adviser Rockbridge and $2.2 Billion in Assets Rockbridge brings 23 employees and $2.2 billion in assets to Creative Planning as the firm expands across advice, tax, insurance and institutional ser...
• 000020 Nov 05, 2026 International NBA Players Raise New Demands for Athlete Wealth Advisers With 125 international players on NBA opening-night rosters, advisers face clients whose businesses, assets and financial relationships already span b...
• 000026 Nov 04, 2026 Investment Adviser Small-Entity Threshold Rises to $1 Billion A new $1 billion cutoff expands the firms counted in small-entity reviews, bringing about 10,180 additional advisers into the analysis.
• 000091 Nov 04, 2026 Siebert Financial Names David and Richard Gebbia Co-CEOs as John J. Gebbia Becomes Chairman The family-led broker broadens its leadership structure as it reports $31.2 million in second-quarter 2026 revenue.
• 000028 Nov 04, 2026 Blue Owl Merger Valuations Face Shareholder Challenge as Software Loans Come Under Scrutiny A shareholder complaint questions Blue Owl’s $4.278 billion merger valuations, citing rate exposure, AI competition and steep declines in two software...
• 000032 Nov 04, 2026 Johan Vako Puts Holistic Planning and Team Service at the Center of Wealth Management The 2026 Rising Star works with about 100 client relationships and leads a team of roughly 15, pairing broad financial planning with a focus on servic...