Investing

• 000020 Nov 05, 2026 International NBA Players Raise New Demands for Athlete Wealth Advisers With 125 international players on NBA opening-night rosters, advisers face clients whose businesses, assets and financial relationships already span b...
• 000021 Nov 05, 2026 Richmond Advisors Bring $1.2 Billion in Client Assets to Raymond James Sam Mintz and Steve Gow move their Richmond practice from Truist, adding more than $1.2 billion in client assets to Raymond James.
• 000022 Nov 05, 2026 U.S. ETFs Draw $203.8 Billion in October as Bond Funds Set Monthly Record U.S. ETFs attracted $203.8 billion in October, led by record bond fund flows and a rebound in passive equities despite falling benchmarks.
• 000023 Nov 05, 2026 NewEdge Wealth Adds Florida Atlantic Securities CEO to Coral Gables Team W. Trevor Beaney brings a practice overseeing more than $1 billion in client assets as NewEdge expands across South Florida and other markets.
• 000024 Nov 04, 2026 Large RIAs Name ChatGPT, Copilot and Claude More Often Than Wealth AI Tools AI mentions in RIA job posts rose to 19.4% in Q3 2026, while hiring signals remain concentrated among the largest firms.
• 000025 Nov 04, 2026 Mariner Says Hugo AI Identified $22 Billion in Client Assets Mariner says its AI agents surfaced $22 billion in assets and are helping staff pursue a goal of 500,000 households by 2028.
• 000026 Nov 04, 2026 Investment Adviser Small-Entity Threshold Rises to $1 Billion A new $1 billion cutoff expands the firms counted in small-entity reviews, bringing about 10,180 additional advisers into the analysis.
• 000027 Nov 04, 2026 Arkadios Wealth Lawsuit Centers on Concentrated Stock Losses and Annuity Sale Clients allege Arkadios failed to act on a 52.79% stock concentration as their portfolio fell from about $16.62 million to $2.936 million.
• 000091 Nov 04, 2026 Siebert Financial Names David and Richard Gebbia Co-CEOs as John J. Gebbia Becomes Chairman The family-led broker broadens its leadership structure as it reports $31.2 million in second-quarter 2026 revenue.
• 000028 Nov 04, 2026 Blue Owl Merger Valuations Face Shareholder Challenge as Software Loans Come Under Scrutiny A shareholder complaint questions Blue Owl’s $4.278 billion merger valuations, citing rate exposure, AI competition and steep declines in two software...
• 000029 Nov 04, 2026 Modera Wealth Adds $750 Million Newport Beach Firm in First West Coast Expansion RS Crum brings Modera its first Southern California office, 250-plus households and a nine-person team as the $20 billion firm expands its acquisition...
• 000030 Nov 04, 2026 Integrated Private Wealth Adds Four Roles for Business Owner Advisory Integrated Private Wealth expands its planning, research and operations team as it builds services for families approaching or emerging from a company...
• 000031 Nov 04, 2026 Cleros Wealth Launches With $3.61 Billion After UBS Breakaway The 11-person Fort Worth team brings $3.61 billion to a new independent firm backed by Elevation Point, with client continuity central to the transiti...
• 000032 Nov 04, 2026 Johan Vako Puts Holistic Planning and Team Service at the Center of Wealth Management The 2026 Rising Star works with about 100 client relationships and leads a team of roughly 15, pairing broad financial planning with a focus on servic...
• 000033 Nov 04, 2026 California’s Prop 40 Debate Puts Residency, Valuation and Liquidity in Focus Prop 40’s uncertain fate has advisers weighing residency records, private-company valuations and the cash demands a one-time wealth tax could create.
• 000034 Nov 04, 2026 Musk’s SpaceX Share Pledge Puts Children’s Investing Habits in Focus A proposed SpaceX share for every American child could start a family conversation about investing, but advisors say habits matter more than returns.
• 000035 Nov 04, 2026 Raymond James and LPL Add Wealth Teams With More Than $1 Billion in Client Assets Raymond James brings a four-advisor Ohio team with more than $700 million; LPL adds a Pennsylvania practice reporting about $390 million.
• 000036 Nov 04, 2026 Institutional Returns Diverge as Q3 Bond Losses Weigh on Corporate Pension Plans Corporate plans fell 3.7% at the median in Q3 2026, while foundations and endowments gained 0.7%, reflecting sharply different portfolio mixes.
• 000037 Nov 04, 2026 Four Wealth Management Deals Show Different Paths to Scale and Succession Four acquisitions pair advisory firms with larger platforms through succession planning, regional expansion, advisor development and integrated tax an...
• 000038 Nov 04, 2026 U.S. Home Price Growth Slows as Mortgage Rates and Regional Risks Weigh U.S. home prices rose 1.7% year over year in September, but monthly declines and Cotality’s 0.9% forecast point to weaker momentum.