Investing

• 000039 Nov 03, 2026 Client Optimism Falls to 38% as Financial Planners Turn More Cautious Only 38% of clients have a positive financial outlook, while planners report weaker confidence and continued growth in their practices.
• 000040 Nov 03, 2026 Nevis Seeks Active AI Access at Schwab as Custodian Starts With Read-Only Tools Nevis wants AI agents to handle advisor operations on Schwab’s platform. Schwab is keeping access read-only while it builds confidence and safeguards.
• 000041 Nov 03, 2026 Beacon Pointe Adds $637 Million ACT Wealth and Airline Pilot Expertise ACT Wealth brings $637 million in assets and a specialty in airline pilot retirement planning as Beacon Pointe expands its advisory platform.
• 000044 Nov 03, 2026 Carson Group Adds $1.6 Billion Marietta Practice in Atlanta Expansion The four-partner Georgia firm joins Carson Wealth as the company expands its integrated offices and builds out ownership paths for advisors.
• 000045 Nov 03, 2026 Mesirow Names Shawn Beber CEO as It Expands Wealth and Retirement Services Shawn Beber will lead Mesirow as the firm builds its wealth and retirement businesses through acquisitions, new hires and expanded fiduciary services.
• 000046 Nov 03, 2026 Hightower Signature Wealth Passes $50 Billion After Adding Altium Wealth Altium’s addition pushes Hightower Signature Wealth past $50 billion in assets and expands its Northeast reach as the platform shifts toward integrati...
• 000047 Nov 03, 2026 October Market Rotation Puts Cash Flow and Stock Breadth in Focus Stocks stalled as valuations eased and more companies gained ground. Investors are weighing cash generation, AI spending and a stronger dollar.
• 000048 Nov 03, 2026 Binance Theft Puts Hidden Crypto Exposure in Advisor Portfolios Under Scrutiny The $6.36 billion Binance theft rattled crypto-linked stocks, exposing portfolio risks that can sit beyond direct digital-asset holdings.
• 000049 Nov 03, 2026 Advisory Firms Should Look Beyond AUM to Test Profitability and Capacity Margins, client economics and team capacity can reveal whether asset growth is strengthening an advisory business or stretching it.
• 000050 Nov 03, 2026 Asset Manager Margins Face Infrastructure Costs and Fee Pressure Through 2030 PwC finds profit per assets under management has fallen 19% since 2018, while legacy systems and fee pressure limit firms’ capacity to modernize.
• 000051 Nov 03, 2026 Missouri Rule Restricts Advisors’ Use of Shared 401(k) Credentials Missouri adopted a rule barring credential sharing to manage held-away 401(k)s, sharpening a dispute over account access, security and plan rules.
• 000052 Nov 03, 2026 Farther Adds Google and NASA Veterans to Refine Wealthtech Platform Farther names Kai Conragan head of UX and Allan Smith vice president of product as it sharpens its in-house platform for financial advisors.
• 000053 Nov 03, 2026 Plancorp Names Callie Cox Director of Investment Strategy as Assets Reach $10.5 Billion Callie Cox will shape Plancorp’s portfolio thinking and client communication as the St. Louis firm expands its investment strategy capacity.
• 000054 Nov 03, 2026 Private Credit Demand Holds, but Investor Caution Deepens Most respondents expect private credit to grow, while investors grow more cautious on spreads, deployment and retail flows.
• 000055 Nov 03, 2026 Apple’s Record Fiscal 2026 Exposes Slower Services Growth and Margin Pressure Apple posted $479 billion in fiscal 2026 revenue, but slower services growth, higher memory costs and cautious guidance complicate its stability story...
• 000007 Nov 03, 2026 Dubai Fintech Summit: Talent, Digital Dirhams and Asia–Gulf Capital Flows Dubai’s finance week put talent, cross-border wealth and digital payments in focus, while banks and merchants weighed where AI and stablecoins fit.
• 000056 Nov 02, 2026 AWP to Invest in $5 Billion Pallas Capital, Adding Five Equity Partners AWP’s Pallas deal adds five leaders as equity partners and brings growth capital and M&A support, with financial terms undisclosed.
• 000057 Nov 02, 2026 Wells Fargo Advisors Raises Monthly Revenue Hurdle to $16,000 in 2027 Wells Fargo Advisors will raise its monthly pay threshold by 18.5% in 2027, while keeping payout rates unchanged and exempting top producers.
• 000092 Nov 02, 2026 Dry Bulk Shipping Offers a Real-Time View of Commodity Demand Cargo flows and freight conditions can reveal shifts in industrial activity before delayed economic data, though they’re signals rather than guarantee...
• 000058 Nov 02, 2026 Leveraged ETF Holdings Left Retirees Facing Losses of Up to 70% A South Carolina adviser held daily reset funds for years in older clients’ accounts. The investments lost about 70% on average, while firm oversight...