Markets

• 000104 Nov 06, 2026 AI Capital Spending Faces a Slower Growth Test as Investors Reassess Risk AI infrastructure spending may keep rising, but slower growth, debt financing and uneven cash generation are sharpening questions about market concent...
• 000102 Nov 06, 2026 Retirement in a Downturn: Cash Buffers, Withdrawal Risk and the Case for Patience A downturn tests retirement plans through early losses and withdrawals. Cash reserves, flexible spending and realistic recovery timelines can help inv...
• 000109 Nov 06, 2026 Goldman Sachs Names 109 Partners as Wealth Management Expands Goldman’s largest partner class since 2010 includes a larger wealth management presence as fees rise and the firm extends its reach.
• 000006 Nov 06, 2026 Tokenisation’s Next Test: Liquidity, Legal Rights and Market Access Dubai’s finance forum focused on what tokenised assets still need to scale: dependable liquidity, clear ownership rights and trusted routes to trade.
• 000012 Nov 05, 2026 Schwab Sees Crypto ETFs as RIAs’ Main Route to Digital Asset Allocations Schwab expects ETFs to remain advisors’ preferred allocation tool as it prepares Bitcoin and Ethereum spot trading for RIAs by mid-2027.
• 000019 Nov 05, 2026 Mercer Advisors Acquires AI Tax Firm Fifteenth to Expand Equity Compensation Expertise Fifteenth adds tax technology and expertise for equity compensation as Mercer builds connected services for wealthy technology professionals.
• 000038 Nov 04, 2026 U.S. Home Price Growth Slows as Mortgage Rates and Regional Risks Weigh U.S. home prices rose 1.7% year over year in September, but monthly declines and Cotality’s 0.9% forecast point to weaker momentum.
• 000043 Nov 03, 2026 Vanderbilt Securities Ends Relationship With Advisor After Trade and Recordkeeping Allegations Gregory Ricker’s departure follows allegations involving about 365 trades and more than $192,600 in losses and commission refunds. Two customer compla...
• 000047 Nov 03, 2026 October Market Rotation Puts Cash Flow and Stock Breadth in Focus Stocks stalled as valuations eased and more companies gained ground. Investors are weighing cash generation, AI spending and a stronger dollar.
• 000053 Nov 03, 2026 Plancorp Names Callie Cox Director of Investment Strategy as Assets Reach $10.5 Billion Callie Cox will shape Plancorp’s portfolio thinking and client communication as the St. Louis firm expands its investment strategy capacity.
• 000092 Nov 02, 2026 Dry Bulk Shipping Offers a Real-Time View of Commodity Demand Cargo flows and freight conditions can reveal shifts in industrial activity before delayed economic data, though they’re signals rather than guarantee...
• 000058 Nov 02, 2026 Leveraged ETF Holdings Left Retirees Facing Losses of Up to 70% A South Carolina adviser held daily reset funds for years in older clients’ accounts. The investments lost about 70% on average, while firm oversight...
• 000061 Nov 02, 2026 AssetMark Survey Finds High-Net-Worth Clients Expect Broader Wealth Services AssetMark’s survey finds a gap in tax and legacy services as advisors weigh client retention, wealth transfers and private market access.
• 000063 Nov 02, 2026 IPO Lockups Put Concentrated Shareholdings and Wealth Plans to the Test Staged IPO lockups can leave fortunes tied to one company. Advisors weigh diversification, taxes, liquidity needs and overlapping fund exposure.
• 000064 Nov 02, 2026 FINRA and SIFMA Foundation Plan Five-Year Push to Teach Investing Basics The five-year alliance builds on a student investing program that has reached 24 million students, with digital tools planned for younger audiences.
• 000008 Nov 02, 2026 Varsity Tech Uses AI Agents to Run Systematic Trading With Three People Varsity Tech’s agents handle research and testing, while three people set limits and decide what trades go live.
• 000075 Oct 30, 2026 BG Wealth and DSJ Exchange Allegedly Collected More Than $130 Million The firms allegedly used fabricated trading records, extraordinary return promises and recruitment incentives to attract more than 223,000 blockchain...
• 000076 Oct 30, 2026 Advisor360, Dispatch and Opto Add Senior Technology and Product Leaders Three wealthtech firms appointed leaders in technology, client operations and product design as they build tools for advisors and wealth managers.
• 000079 Oct 30, 2026 Morgan Stanley Elder Abuse Case Returns to Trial Over Aging Client’s Options Trades A California appeals court revived most claims, finding that account gains didn’t resolve whether the options strategy posed foreseeable risks.